Consob approva il Documento di Registrazione, la Nota Informativa e la Nota di Sintesi relativi all’aumento di capitale in opzione

Bergamo, 9 giugno 2017. UBI Banca S.p.A. (l’“Emittente” o la “Società”) comunica che, in data odierna,

Consob ha approvato il Documento di Registrazione sull’Emittente e la Nota Informativa e la Nota di Sintesi

(congiuntamente il “Prospetto”) relativi all’offerta in opzione e all’ammissione alle negoziazioni sul Mercato

Telematico Azionario, organizzato e gestito da Borsa Italiana S.p.A. (“MTA”), delle azioni ordinarie

dell’Emittente rivenienti dall’aumento di capitale in opzione.

Come già comunicato, i diritti di opzione che daranno diritto alla sottoscrizione delle azioni ordinarie UBI

Banca di nuova emissione (i “Diritti di Opzione”) dovranno essere esercitati, a pena di decadenza, dal 12

giugno 2017 al 27 giugno 2017, estremi inclusi (il “Periodo di Opzione”). I Diritti di Opzione saranno inoltre

negoziabili sul Mercato Telematico Azionario (“MTA”) dal 12 giugno 2017 al 21 giugno 2017, estremi inclusi.

I Diritti di Opzione non esercitati entro il 27 giugno 2017 saranno offerti dalla Società sul MTA entro il mese

successivo alla fine del Periodo di Opzione per almeno 5 giorni di mercato aperto, salvo che non siano già

stati integralmente venduti, ai sensi dell’articolo 2441, comma 3, del Codice Civile (l’“Offerta in Borsa”).

L’indicazione delle date delle riunioni in cui l’Offerta in Borsa sarà effettuata verrà fornita tramite specifico

avviso.

Il Prospetto sarà reso disponibile, nei modi e nei termini di legge, presso la sede legale di UBI Banca, in

Bergamo, Piazza Vittorio Veneto n. 8, nonché sul sito internet dell’emittente www.ubibanca.it.

* * *

Important Regulatory Notice

NOT FOR RELEASE, PUBLICATION OR DISTRIBUTION, IN WHOLE OR IN PART, DIRECTLY OR INDIRECTLY, IN

OR INTO OR FROM THE UNITED STATES, AUSTRALIA, CANADA, JAPAN OR ANY JURISDICTION WHERE TO

DO SO WOULD CONSTITUTE A VIOLATION OF THE RELEVANT LAWS OF SUCH JURISDICTION

This announcement does not contain or constitute an offer of, or the solicitation of an offer to buy, securities, nor will

there be any sale of securities referred to in this announcement, in any jurisdiction, including the United States, Australia,

Canada or Japan in which such offer, solicitation or sale is not permitted or would require the approval of local

authorities. The securities referred to herein may not be offered or sold in the United States unless registered under the

U.S. Securities Act of 1933, as amended (the “Securities Act”) or offered in a transaction exempt from, or not subject to,

the registration requirements of the Securities Act. The securities referred to herein have not been and will not be

registered under the Securities Act or under the applicable securities laws of Australia, Canada or Japan. There will be

no public offer of the securities in the United States, Australia, Canada or Japan and Unione di Banche Italiane S.p.A.

(the “Company”) does not intend to register any portion of the offering of securities in the United States.

This announcement is for distribution only to persons who (i) have professional experience in matters relating to

investments falling within Article 19(5) of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005

(as amended, the “Financial Promotion Order”), (ii) are persons falling within Article 49(2)(a) to (d) (“high net worth

companies, unincorporated associations etc.”) of the Financial Promotion Order, (iii) are outside the United Kingdom, or

(iv) are persons to whom an invitation or inducement to engage in investment activity (within the meaning of section 21 of

the Financial Services and Markets Act 2000) in connection with the issue or sale of any securities may otherwise

lawfully be communicated or caused to be communicated (all such persons together being referred to as “relevant

persons”). This announcement is directed only at relevant persons and must not be acted on or relied on by persons

who are not relevant persons. Any investment or investment activity to which this announcement relates is available only

to relevant persons and will be engaged in only with relevant persons.

This announcement has been prepared on the basis that any offer of securities in any Member State of the European

Economic Area (“EEA”), other than Italy, (each, a “Relevant Member State”), will be made pursuant to an exemption

under the Prospectus Directive (2003/71/EC, as amended), as implemented in that Relevant Member State, from the

requirement to publish a prospectus for offers of securities. Accordingly any person making or intending to make any

offer in that Relevant Member State of securities which are the subject of the rights offering mentioned in this

announcement may only do so in circumstances in which no obligation arises for the Company or any of the managers to

publish a prospectus pursuant to Article 3 of the Prospectus Directive or supplement a prospectus pursuant to Article 16

of the Prospectus Directive, in each case, in relation to such offer. Neither the Company or any of the managers have

authorized, nor do they authorize, the making of any offer of securities in circumstances in which an obligation arises for

the Company or any of the managers to publish or supplement a prospectus for such offer.